FINRA Reminds Members to Vote for Committee Representatives
FINRA reminded members firms that ballots are due on November 20, 2019 for (i) filling the New York Region representative position on the Small Firm Advisory Committee and (ii) the FINRA Regional Committee elections (see here and here).
FINRA notified member firms of upcoming elections (i) for the FINRA Small Firm Advisory Committee representative in the New York region and (ii) to fill multiple vacancies in FINRA's Regional Committees.