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FINRA Sets Date for Upcoming Elections for Small Firm and Regional Committees

FINRA notified member firms of upcoming elections for (i) the FINRA Small Firm Advisory Committee representative in the New York region and (ii) multiple vacancies in FINRA's Regional Committees (see here and here). Elections are set for October 4, 2019.

Primary Sources

  1. FINRA Election Notice: Call for Candidates in Upcoming FINRA Small Firm Advisory Committee Election
  2. FINRA Election Notice: Call for Candidates in Upcoming Election to Fill FINRA Regional Committee Vacancies

Tags

Regulated Activities
Governance
Regulated Entities
Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA