US Regulatory Intelligence's TBA Focus Page Offers 4210 Research and Compliance Tools

Stay on top of recently adopted FINRA Rule 4210 margin requirements for to-be-announced transactions ("TBAs") and other forward-settling agency securities transactions with US Regulatory Intelligence's TBA Focus page.

The TBA Focus page pulls together comparisons of different versions of FINRA Rule 4210 and its various related rule filings, amendments, notices, SEC releases, annotated agreements, contracts and SIFMA materials. The TBA Focus page also has a compilation of related US Regulatory Intelligence news articles and corresponding analyses of these margin requirement developments.

To discuss any legal issues related to the new margin requirements, please contact Steven Lofchie. For more information about individual or enterprise US Regulatory Intelligence subscriptions, please contact: [email protected].