The National Securities Clearing Corporation, the Fixed Income Clearing Corporation, and the Depository Trust Company have each proposed rules to increase capital requirements and amend related rules.
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The FDIC is seeking comments on draft principles aimed at large financial institutions, defined as those that have over $100 billion in total consolidated assets.
The SEC proposed new rules to "address the application of disclosure, underwriter liability . . . and concerns associated with, business combination transactions involving SPACs."
The SEC published in the Federal Register proposed rules on eliminating credit rating references from rules on market manipulation. Comments on the proposal are due by May 23, 2022.
SEC Director of the Division of Investment Management William Birdthistle proposed changes to investment fund rules that would enhance disclosure requirements.