A CFTC-registered swap dealer settled NFA charges for rule violations concerning posting variation margin on swaps and supervision over external business conduct.
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21975 News Results
SEC Chair Gary Gensler laid out the case for more extensive SEC regulation of crypto trading and lending platforms, stablecoins and tokens.
SEC Chair Gary Gensler and SEC Commissioner Hester M. Peirce weighed in on the agency's current posture toward small business capital formation.
The Congressional Research Service reviewed existing research on the economic effects of climate change.
SEC Commissioner Hester M. Peirce pressed regulators to allow innovators greater market freedom, stating that "regulation needs to leave room for experimentation, tinkering, and, yes, failure."