Comments on an SEC proposal to amend SEA Rule 14a-8, which would narrow the bases upon which an issuer can exclude shareholder proposals, must be submitted before September 12th.

The CFTC proposed an Order to provide substituted compliance for capital requirements applicable to nonbank swap dealers organized and domiciled in Japan.

The CFTC proposed rule amendments that would impose additional governance requirements on derivatives clearing organizations.

A mortgage banking and lending company agreed to settle parallel DOJ and CFPB allegations that it engaged in discriminatory lending practices.

The National Association of Manufacturers and the Natural Gas Services Group, Inc. filed a Complaint for Declaratory and Injuctive Relief against the SEC for rescinding its 2020 rulemaking governing proxy voting advice.