SEC Director of the Division of Trading and Markets Jamie Selway supported the industry's move toward continuous trading.
News & Insights
The CFTC Division of Market Oversight granted no-action relief to futures commission merchants, clearing members, foreign brokers, and designated contract markets, by extending the compliance date for amended large trader reporting requirements.
The Fixed Income Clearing Corporation proposed amendments to its risk management methodology to enhance the correlation calculation for bond haircut models applied to Government Securities Division members.
The American Bankers Association urged regulators to supervise third-party service providers by expanding examination beyond IT security to assess providers' ability to support compliance with new laws and regulations.
The SEC Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets issued guidance on the application of federal securities laws to tokenized securities.