President Donald Trump nominated Kevin Warsh to be the next Chair of the Board of Governors of the Federal Reserve System.

A firm settled FINRA charges for failing to adequately monitor and preserve off-channel communications and for failing to comply with discovery obligations ordered by an arbitration panel.

The SEC Division of Investment Management issued updated guidance on the Investment Adviser Marketing Rule.

FINRA proposed adopting a new consolidated rule and deleting existing rules on outside business activities and private securities transactions.

The Nasdaq Stock Market LLC ("Nasdaq") proposed amending its rules to enable the trading of securities on the Exchange in tokenized form during the pendency of a pilot program operated by the Depository Trust Company ("DTC").