The SEC approved amendments to FINRA rules on "influencing or rewarding employees of others" and non-cash compensation.

The federal banking agencies rescinded 2017 public guidance on the Liquidity Coverage Ratio rule. They said they will seek public comment in the future on the issues addressed in the published FAQs, as well as on any proposed regulatory changes.

The CFTC issued an interpretative letter to a registered swap dealer confirming that the transfer of certain legacy swaps resulting from an internal corporate merger does not trigger new margin and clearing requirements.

The SEC proposed amendments that would extend the filing deadlines and reduce public disclosure requirements for registered investment companies’ portfolio holdings ("Form N-PORT") reports.

A digital financial asset kiosk operator settled California Department of Financial Protection and Innovation charges for fee overcharges and failures to provide compliant transaction receipts.