SEC Chair Paul Atkins proposed a regulatory strategy aimed at revitalizing the U.S. IPO market and bolstering capital formation.
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The Federal Reserve Board of Governors proposed a rule to codify the removal of reputation risk from its supervisory programs.
Treasury Secretary Scott Bessent outlined a three-pillar strategy aimed at: (i) cementing industrial and technological dominance; (ii) driving domestic investment; and (iii) enhancing economic preparedness.
A firm settled FINRA charges for failing to track and restrict Uniform Transfers to Minors Act custodial accounts once beneficiaries reached the age of majority.
A U.S. District Court issued a preliminary injunction preventing Tennessee officials from enforcing state sports wagering laws against a prediction market operator.