The CFTC’s Market Participants Division reissued and expanded qualified eligible person no-action relief for private fund managers.
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Kalshi, a regulated prediction market exchange, suspended two traders in unrelated enforcement actions for engaging in prohibited transactions involving influence over event outcomes and the use of material non-public information.
Senate Democrats accused federal banking regulators of weakening longstanding civil rights safeguards by removing references to disparate impact liability from their supervision guidance documents.
An investment adviser settled SEC charges for failing to reasonably determine and disclose the fair market value of principal trades with its advised funds during a period of significant market disruption.
The CFTC Division of Enforcement warned market participants that federal anti-fraud and anti-manipulation provisions apply fully to event-based contracts traded on registered exchanges.