SEC Director of the Division of Trading and Markets, Jaimie Selway highlighted recent agency actions on tokenized securities and national market system regulation.
News & Insights
FINRA issued guidance to representatives of broker-dealers, investment advisers, and issuers on editing, reviewing, and electronically signing the Uniform Application for Securities Industry Registration or Transfer ("Form U4") in the FinPro Gateway.
The Miami International Securities Exchange proposed amendments to its listing and withdrawal rules to permit the listing and trading of options on Commodity-Based Trusts that hold multiple crypto assets.
Cboe Exchange, Inc. (Cboe Options) filed a proposed rule change to allow it to list and trade certain binary options during extended trading sessions.
A group of financial associations urged the SEC to either rescind or signficantly narrow SEC disclosure requirements on cybersecurity because they force companies to reveal sensitive operational details and prematurely disclose ongoing cyber incidents.