The CFTC and the SEC permitted joint clearing members of the Chicago Mercantile Exchange and the Fixed Income Clearing Corporation that are dually registered as broker-dealers and futures commission merchants "to hold futures customer funds in a commingled customer account at FICC."
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The head of the Employee Benefits Security Administration, Assistant Secretary of Labor Daniel Aronowitz, directed investigators and field officers to abide by new enforcement priorities and guiding principles.
The SEC approved a Nasdaq rule change to extend the trading hours for National Market System stocks and Exchange-Traded Products from 16 hours a day to 23 hours a day, five days a week (23/5).
The Crypto Council for Innovation supported a de minimis tax exemption on digital asset transactions to relieve users from the heavy compliance burdens of tracking small, everyday transactions.
SEC approved FINRA rule amendments to replace existing day trading margin provisions with intraday margin standards.