Senate Banking Committee Ranking Member Elizabeth Warren challenged Federal Reserve Division of Supervision and Regulation Director Randall Guynn to explain how he is managing potential conflicts of interest arising from his decades of representing Wall Street’s largest banks.

Randall Guynn, Director of the Federal Reserve Division of Supervision and Regulation, underscored the Fed's commitment to supporting financial innovation and to making supervision more transparent and publicly accountable.

A firm settled FINRA charges for failing to preserve business-related communications sent via unapproved platforms.

SIFMA supported a Nasdaq Stock Market LLC proposal to extend its U.S. equity and exchange-traded product trading hours to 23 hours per day, five days per week.

The Investment Adviser Association urged Congress to adopt a federal preemption framework to harmonize financial data privacy standards nationwide.