The Office of Financial Research is developing an “expanded and enhanced” interagency data-and-analytics platform. OFR said the new "Joint Analysis Data Environment" will be available later in 2023.

A U.S.-based multinational technology company settled coordinated enforcement charges by the Commerce Department Bureau of Industry and Security and Treasury’s Office of Foreign Assets Control for failing to identify and prevent the sale of technology products to blocked persons and into sanctioned jurisdictions.

The North American Securities Administrators Association highlighted a multistate agreement among state regulators leading to the settlement of state charges against an online trading platform for its 2020 operational and technical failures during a period of meme-stock volatility.

Comments on the FINRA rule proposal to "treat a private residence at which an associated person engages in specified supervisory activities as a non-branch location" are due on April 27, 2023.

The SEC Division of Corporation Finance and Division of Trading and Markets reminded issuers of the potential imposition of trading prohibitions on the securities of issuers that have been identified as using auditors from a PCAOB-identified problematic jurisdiction.