A group of SROs withdrew a proposal to amend the CAT NMS Plan for the purpose of changing the way in which it would be funded.

The UK Financial Conduct Authority will require LIBOR’s administrators, the ICE Benchmark Administration ("IBA"), to publish one-, three- and six-month U.S. dollar LIBOR settings beyond June 30, 2023.

An investment adviser settled SEC charges for engaging in prohibited affiliate transactions by selling debt securities to other funds that were managed by the investment adviser using various broker-dealers.

A dual registrant settled SEC allegations for charging advisory clients undisclosed or misstated fees on foreign exchange account transfers.

Acting Comptroller of the Currency Michael J. Hsu warned of “persistent inequality” within the banking system that can "erode trust" and cause underserved and financially vulnerable populations to turn to nonbank entities that have "less stringent safety and soundness requirements."