A formerly registered broker-dealer settled FINRA charges for failing to supervise the suitability of sales of variable annuities to customers.

OFAC designated 25 individuals and 29 entities based in 20 jurisdictions participating in a network that facilitated the importation of critical technologies used in Russia's war against Ukraine.

Comments on the MSRB proposal to amend MSRB Rule G-12 ("Uniform Practice") and MSRB Rule G-15 ("Confirmation, Clearance, Settlement and Other Uniform Practice Requirements with Respect to Transactions with Customers") must be submitted by May 3, 2023.

FDIC Vice Chair Travis Hill considered potential policy reforms and statutory and rule changes in the wake of the failure of Silicon Valley Bank.

The SEC Financial Accounting Standards Board proposed amendments to crypto asset accounting requirements to (i) align fair value measurement of crypto assets for all entities and (ii) enhance disclosures on annual and interim reporting periods.