Federal Reserve Board Governor Michelle W. Bowman questioned whether "the volume of [banking regulatory] reforms that have been proposed, recently finalized, or that are in the pipeline ... [reflects a loss of focus] on furthering the primary goal of prudential bank regulation and supervision."

A broker-dealer settled NYSE Arca charges for violating rules of priority when it did not prioritize customers' bids at the same price as the broker-dealer's orders.

In a "Data Spotlight" report, the FTC highlighted the five most commonly reported ways that government and business impersonators defraud consumers.

A firm settled FINRA charges for failing to preserve and review over 1.25 million business-related electronic communications. FINRA said the communications included internal and external emails, instant messages and documents requiring customers' electronic signatures, as well as mass marketing emails sent to large distribution lists.

CFTC Commissioner Caroline D. Pham questioned the underlying rationale for the filing of a CFTC complaint targeting an alleged unregistered crypto asset derivatives trading platform.