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In the U.S. District Court of the Northern District of California, an automobile manufacturer settled SEC charges for making misleading statements in connection with corporate bond offerings in 2014 and 2015.

Glen Barrentine Commentary by Glen Barrentine

In a Consultation Report, the International Organization of Securities Commissions examined the impact to supervised exchanges from recent shifts toward "demutualization," outsourcing and the diversification of activities such as data services and technology provision.