SEC Director Gurbir S. Grewal defended the Division of Enforcement against criticisms by the crypto industry challenging the agency's authority, motivations and integrity.
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The Congressional Research Service reviewed and identified how financial institutions are integrating artificial intelligence and machine learning into their practices.
Two members of FINRA's National Cause and Financial Crimes Detection program described the increasing sophistication of cyber adversaries and the need for firms to be prepared and to collaborate within and across the financial sector.
NFA urged the CFTC to drop a CFTC proposal that would impose a new "operational resilience framework" on futures commission merchants and swap dealers.
A swap dealer settled CFTC charges for technology failures that prevented the swap dealer from conducting surveillance that would have allowed it to detect potential spoofing.