A firm settled FINRA charges for disseminating "account statements and trade confirmations that listed inaccurate interest rate information for certain variable rate securities."

FINRA reviewed the risks associated with placing an order to trade outside of regular trading hours.

Nearly thirty House representatives called for the immediate withdrawal of the Basel III Endgame proposal and urged the Federal Reserve to submit "any new change through a new notice of proposed rulemaking."

The SEC charged the founder and former CEO of a social media platform with misleading investors in the sale of $170 million in preferred stock.

The FDIC proposed amending rules concerning restrictions on brokered deposits for insured depository institutions that are not well-capitalized.