The CFTC issued an Order to exempt two recognized market operators authorized within Singapore from CFTC swap execution facility registration requirements.

A firm and its "unregistered indirect owner" settled FINRA charges over the associated person's involvement in a principal capacity for the firm.

In a report titled: "The Failure of ESG: An Examination of Environmental, Social, and Governance Factors in the American Boardroom and Needed Reforms," a Republican working group responded to "the troubling increase in efforts to force progressive policies on the private sector."

At the inaugural meeting of the Strike Force on Unfair and Illegal Pricing, SEC Chair Gary Gensler warned that artificial intelligence will challenge "all of our agencies ... to grapple with what this technology means when it comes to guarding against deception, fraud, and anticompetitive behavior."

The OCC, FRB and FDIC set a deadline of October 30, 2024 on their request for comment on a set of rules to identify "outdated" or "unnecessary" regulatory requirements on insured depository institutions and their holding companies.