Much of the Biden administration's regulatory agenda could be undone if Republicans win control of the White House and Congress in November. It is at risk because of a statute called the Congressional Review Act – the CRA. This statute allows Congress to overturn federal agency rules by passing a joint resolution of disapproval under a set of expedited legislative procedures. A joint resolution under the CRA need only receive a simple majority in both chambers of Congress and cannot be filibustered in the Senate. But, because a joint resolution under the CRA must be signed into law by the President, it is susceptible to a presidential veto unless it enjoys the support of veto-proof majorities in both the House and Senate.

A firm settled FINRA charges for disseminating "account statements and trade confirmations that listed inaccurate interest rate information for certain variable rate securities."

FINRA reviewed the risks associated with placing an order to trade outside of regular trading hours.

Nearly thirty House representatives called for the immediate withdrawal of the Basel III Endgame proposal and urged the Federal Reserve to submit "any new change through a new notice of proposed rulemaking."

The SEC charged the founder and former CEO of a social media platform with misleading investors in the sale of $170 million in preferred stock.