A firm settled FINRA charges for failing to correctly and timely report trade information on corporate debt securities.

FINRA requested comment on current requirements governing day trading.

Treasury Secretary Janet Yellen praised the banking sector for its role in America's economic recovery during her tenure.

The MSRB established a "Technology Advisory Group" to "provide input on technology innovation and assess market trends."

The Federal Reserve Bank of New York reported that proposed modifications to its secured overnight financing rate calculation methodology will go into effect on November 25, 2024.