SEC Commissioner Mark T. Uyeda warned against the dangers of excessive regulation and government overreach in the private fund sector.

Australia has one of the broadest prohibitions on insider dealing in financial products in the world.

SEC Chair Gary Gensler reaffirmed the agency's timeline for implementing the US Treasury clearing mandate.

Four companies separately settled SEC charges for disclosure failures that minimized or omitted facts in connection with a significant cybersecurity incident.

An investment adviser settled SEC charges for misstatements related to ESG Fund portfolios, which were marketed as excluding companies involved in fossil fuels and tobacco.