Ian McGinley, Director of the CFTC's Division of Enforcement, will step down on January 17, 2025.

A broker-dealer that operates three alternative trading systems settled SEC charges for failing to protect confidential subscriber trading information and for failing to implement adequate risk management controls.

The CFPB proposed an interpretive rule to clarify the application of electronic fund transfer regulations to emerging payment mechanisms, such as stablecoins, virtual currencies and digital payment wallets.

FDIC Vice Chair Travis Hill outlined a vision for the agency's direction ahead of the change in administration. Mr. Hill, who is set to become acting FDIC Chair, emphasized the need to correct inefficiencies in bank supervision and to revise the agency's approach to innovation.

A broker-dealer settled FINRA charges for failing to supervise recommendations for margin use in customer accounts and for not addressing red flags of excessive margin trading.