The US Court of Appeals for the Third Circuit found that the SEC's denial of a Coinbase Petition for Rulemaking on the regulatory treatment of digital assets was "arbitrary and capricious."

A placement agent settled FINRA charges for failing to terminate contingency offerings after material changes to their terms.

Clark Hutchinson, Director of the CFTC's Division of Clearing and Risk, resigned, effective January 15, 2025.

A US District Court ruled that an airline and its Employee Benefits Committee breached their fiduciary duty of loyalty under ERISA by allowing non-financial environmental, social and governance considerations to influence retirement plan management.

A broker-dealer/adviser settled SEC charges for misleading investors purchasing Collateralized Mortgage Obligation Bonds.