The CFTC solicited comments on multiple information collection requests that are under review by the Office of Management and Budget.

The Cabinet Regulatory Tracker provides a list of significant effective dates and comment deadlines.

New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view the SEC's notices of exchange rule changes and proposals from January 25 to January 29.

Responding to the CFTC "Swap Dealer De Minimis Exception Preliminary Report," the Futures Industry Association Principal Traders Group stated that it hoped the findings will lead to the removal of barriers to entry to the SEF and DCM market and allow its members to "become active providers of liquidity in those markets."

The Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve released three supervisory scenarios for upcoming stress tests of certain financial institutions with total consolidated assets of more than $10 billion.