SIFMA AMG and IAA asked the CFTC to permit foreign intermediaries to enter into uncleared swaps on behalf of non-U.S. customers without being required to register with the CFTC.

FINRA summarized its latest notices, resources for firms, investor education initiatives and other news in a recap of its monthly regulatory activities.

SEC Division of Enforcement Associate Director Stephen L. Cohen discussed the SEC's work related to the EB-5 Immigrant Investor Program administered by the United States Citizenship and Immigration Services.

The SEC named Jane Jarcho as the new Deputy Director of its Office of Compliance Inspections and Examinations.

The SEC Equity Market Structure Advisory Committee Meeting met to consider the volatile market conditions of August 24, 2015, and the consequent "issues affecting retail and institutional customers."