The SEC announced the creation of the Office of Risk and Strategy within the Office of Compliance Inspections and Examinations.
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The SEC named Robert M. Fisher Managing Executive of the Office of Compliance Inspections and Examinations.
President Barack Obama declared that Dodd-Frank reforms work and told voters that representatives that impede Wall Street reform "should be the target of your concern and your wrath."
The CFPB announced that it is accepting complaints from consumers who encounter problems with loans from online marketplace lenders.
The Futures Industry Association Principal Traders Group urged the SEC not to approve the Investors' Exchange, LLC's application for registration as a National Securities Exchange until it addressed outstanding issues.