FINRA seeks comment on proposed amendments to rules shortening the standard settlement cycle for securities in the U.S. secondary market from T+3 to T+2.
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The NFA updated its regulatory requirements for futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors by adding material relating to Cybersecurity.
The CFTC Division of Swap Dealer and Intermediary Oversight and the Office of the Chief Economist hosted a public roundtable to discuss a report on the Residual Interest Deadline.
FINRA summarized the latest notices, compliance resources, education and news in a podcast covering developments in February 2016.
House and Senate Democrats urged the SEC to seek public comment on a proposal to require public companies to disclose the gender, racial and ethnic diversity of their respective board nominees.