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21953 News Results

The CFTC and the European Securities and Markets Authority ("ESMA") signed a Memorandum of Understanding regarding ESMA's recognition of U.S. derivatives clearing organizations as central counterparties.

FINRA summarized its latest notices, firm compliance information, investor education initiatives and other news in a podcast on monthly regulatory activities.

New SRO rules and rule proposals were announced by the SEC. Follow the attached links to view the SEC notices of exchange rule changes and proposals from May 30 to June 3.