The SEC extended the compliance date for rule amendments that require certain broker-dealers to perform daily reserve computations and make the required daily deposits into their reserve bank accounts. The extension runs from December 31, 2025 to June 30, 2026.
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The SEC Investor Advocate prioritized policy objectives for FY2026.
The Federal Reserve Board, Office of the Comptroller of the Currency and Federal Deposit Insurance Corporation requested comment on a proposed rule "to modify the enhanced supplementary leverage ratio standards applicable to ... global systemically important bank holding companies and their depository institution subsidiaries."
A firm settled FINRA charges for failing to report TRACE-eligible bond trades and for lacking adequate supervisory systems to ensure compliance with trade reporting obligations.
FINRA proposed immediately effective rule amendments to implement a new fee aimed at recovering its portion of costs associated with the Consolidated Audit Trail.