The SEC charged a scooter rental company and its CEO and President of Operations for materially misrepresenting the financial condition of the company and the risks of the investment to its investors.
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The SEC's Division of Corporation Finance updated its interpretation of disclosure requirements concerning environmental legal proceedings under Regulation S-K.
President Trump revoked US sanctions against Syria. The Executive Order reflects a shift in US foreign policy toward the country following a leadership change in Damascus.
An individual settled SEC charges for orchestrating a multi-year "free-riding" scheme by exploiting an instant deposit credit feature offered by an online broker-dealer.
The US Treasury Department's Office of Foreign Assets Control fined a Delaware-based logistics company for violations of US sanctions on Cuba.