FINRA suspended a broker for intentionally mismarking trading positions to create the appearance of profitability.

The SEC dismissed its first-ever case against an investment adviser of a mutual fund, as well as several of its trustees, for investments in illiquid assets that exceeded the amount allowed under the "Liquidity Rule."

The SEC charged a Georgia-based lender and its owner/president with misrepresentation, misappropriation and engaging in ponzi scheme to defraud investors.

The Blockchain Association, the Crypto Council for Innovation; and the Digital Chamber urged the House of Representatives to pass H.R. 3633, the Digital Asset Market Clarity Act of 2025 (the "CLARITY Act").

The Congressional Research Service reviewed the potential effects of the Digital Asset Market Clarity Act of 2025 on SEC jurisdiction. The CRS concluded that the bill, which provides a "maturity-based framework" for determining whether digital assets remain securities or commodities, would narrow SEC jurisdiction over digital assets.