CFTC Commissioner Kristin Johnson said she will leave the agency when her term expires later this year.

In a joint interpretive letter, the CFTC's Market Participants Division and Division of Market Oversight concluded that a proprietary trading firm qualifies as a non-U.S. person for the purposes of trading non-U.S. futures on a non-U.S. exchange.

SEC Chair Paul S. Atkins briefed legislators on his approach to rulemaking, digital assets and technology.

The staff of the SEC Division of Corporation Finance issued a no-action letter stating it will not recommend enforcement action for conflicts of interest for certain transactions entered into by "Non-Deal Team Employees" of securitization participants.

A firm settled FINRA charges for failing to reasonably safeguard customer information.