Governor Daniel K. Tarullo of the Board of Governors of the Federal Reserve System described a post-financial crisis "shift of perspective" from banking regulation to financial regulation.

The SEC Office of Investor Education and Advocacy provided a list of risks and "red flags" to consider before investing in a microcap stock.

The Bureau of Economic Analysis will implement MFA recommendations to surveys of certain private funds to be conducted in 2017.

FINRA proposed amendments to its rules to increase the ability of a broker dealer to take action to prevent the financial exploitation of senior citizens and other vulnerable adults.

House Financial Services Chair Jeb Hensarling asserted that a recent decision by the U.S. Court of Appeals requires the Consumer Financial Protection Bureau to comply with Executive Orders that apply to executive agencies.