FINRA notified member firms that they must begin reporting transactions in U.S. Treasury Securities to FINRA via the Trade Reporting and Compliance Engine on July 10, 2017.

The CFTC extended the term of the Technology Advisory Committee. The notice of renewal was published in the Federal Register.

The CFTC approved a final order to exempt a Regional Transmission Organization's contracts, agreements and transactions for the purchase or sale of specified limited electric energy-related products from most provisions of the CEA, with the exception of those that prohibit fraud and manipulation.

In its latest Research Note, ISDA examined key trends in clearing for small derivatives users by analyzing publicly available data on clearing, and by surveying small derivatives users in the United States and the European Union.

A wealth management firm agreed to pay $2.8 million to settle FINRA charges that it violated trade reporting, Order Audit Trail System reporting, books and records, and related supervisory requirements.