FINRA proposed the establishment of a fee for the new Academic Corporate Bond TRACE Data Product.
News & Insights
The Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the FDIC requested comments on a proposed rulemaking that would enhance cyber risk management standards for large and interconnected entities and their service providers.
The Federal Deposit Insurance Corporation requested comments on a proposal to subject certain supervised bank entities to restrictions regarding the terms of their qualified financial contracts.
FINRA notified member firms that the SEC approved "pay-to-play" and related rules. The new rules regulate the activities of member firms doing business with government entities.
ICE Futures U.S. and the Chicago Mercantile Group took steps to clarify when certain market participants may engage in the pre-hedging of positions that participants believe "in good faith will result from the consummation of [a] block trade."