The MSRB Board of Directors met with SEC and FINRA senior regulators to discuss oversight of the municipal securities market and coordination on cross-market initiatives.

The CFTC granted Orders of Registration to five foreign boards of trade (FBOTs). The registrations allow the FBOTs to provide identified members, or other participants located in the United States, with direct access to the FBOT's electronic order entry and trade matching systems.

The CFTC will examine a supplemental proposal to Regulation Automated Trading at an open meeting on Friday, November 4, at 10:00 a.m.

The Secretary of the Treasury, as Chair of the Financial Stability Oversight Council, adopted final rules to implement the qualified financial contract recordkeeping requirements of the Dodd-Frank Act.

The Office of the Comptroller of the Currency notified Congress and other federal agencies of a "major information security incident," pursuant to the Federal Information Security Modernization Act.