Comptroller of the Currency Thomas J. Curry described the OCC's approach to regulatory initiatives concerning "fintech" innovation.

The SEC requested comments on a FINRA proposal to establish a fee for using the new Academic Corporate Bond TRACE Data Product.

The CFTC and Canadian provincial regulators signed a counterpart to a 2014 Memorandum of Understanding on cross-border cooperation in the supervision and oversight of regulated entities.

The SEC Division of Economic and Risk Analysis described the methodology it used to analyze comments received on a proposal for the use of derivatives by registered funds and business development companies.

ISDA CEO Scott O'Malia urged firms to begin preparing for the March 1, 2017 implementation of variation margin requirements for non-cleared derivatives.