The Federal Financial Institutions Examinations Council revised the Uniform Interagency Consumer Compliance Rating System.

A number of sources offer guidance to readers on developments in financial regulation that could occur during the president-elect's coming administration. Those sources include the Donald J. Trump website, the Republican Platform 2016 document and the proposed CHOICE Act.

SEC Division of Investment Management Director David W. Grim described regulatory developments and trends affecting investment products offered by life insurance companies.

The Futures Industry Association ("FIA") and the FIA Principal Trading Group expressed "grave concerns" about provisions for access to source code contained in the CFTC supplemental proposal to Regulation Automated Trading.

FINRA proposed delaying the implementation date of a rule change concerning alternative trading systems. The change requires those systems to submit specific order and execution information to FINRA.