The Chicago Mercantile Exchange proposed customer margin rules for cash-settled single-stock futures.

An investment adviser and its former chief executive settled SEC charges for failing to disclose conflicts of interest, and for personally trading an adviser recommended exchange-traded fund without preclearance.

In a statement published in the Federal Register, the CFPB reminded lenders that a borrower's immigration status can bear on "ability-to-repay" determinations for mortgages and credit cards.

The SEC approved a Nasdaq proposed rule to provide the exchange discretionary authority to delist a stock that exhibits signs of potential manipulation after the SEC imposes a temporary trading suspension.

A broker settled FINRA charges for failing to detect a customer's spoofing of thinly traded options.