The SEC extended its deadline to review a Nasdaq Stock Market LLC proposal to delist a security previously suspended from trading.

The SEC charged a day trader for manipulating the prices of hundreds of securities through a fraudulent trading scheme.

The California Privacy Protection Agency, a state agency established to implement and enforce California privacy laws, requested preliminary comment on (i) the implementation of rules governing consumer privacy notices; and (ii) the collection, use, disclosure, or retention of job applicant or employee personal information.

A firm settled FINRA charges for executing short sales through proprietary trading accounts it had miscoded as market maker accounts.

The OCC, Federal Reserve Board, and the FDIC issued updated interagency guidance on model risk management.