FinCEN promoted the use of a safe harbor that allows greater information sharing among financial institutions to help detect fraud, money laundering, terrorist financing, narcotics trafficking, sanctions evasion, and other criminal activity.

The CFTC's Division of Market Oversight issued no action positions against two crypto exchanges for potential violations under CFTC Rule 40.6 ("Self-Certification") conditioned on the removal of expiration dates from their existing digital-commodity futures, a change that would turn the contracts into perpetual futures.

The United States and the CFTC sued New Mexico to stop it from enforcing state gambling laws against prediction markets.

Four NYSE exchanges adopted rules requiring their members to seek the most favorable price for customer orders, thereby harmonizing their best-execution standards with those of other markets.

A broker settled FINRA charges for failing to review and report thousands of customer complaints submitted through call-center surveys.