The Port Authority of New York and New Jersey agreed to pay a $400,000 penalty to settle SEC charges that it failed to inform investors of known risks related to $2.3 billion in bonds for New Jersey roadway projects.
News & Insights
CFTC Chair Timothy Massad urged regulators to "address the causes" of the "discontent" that led to Brexit and the outcome of the U.S. presidential election, but "not [to] reverse the reforms made since the crisis."
A Connecticut-based investment adviser agreed to pay more than $575,000 to settle SEC charges alleging that he engaged in fraudulent activities.
The SEC Division of Corporation Finance authorized Canadian Aequitas NEO Exchange Inc. as a "designated offshore securities market," subject to certain conditions, as that term is used in Regulation S under the Securities Act.
In a memorandum to the American people, Secretary of Labor Thomas E. Perez highlighted DOL achievements concerning the minimum wage, equal pay, enforcement and the conflict of interest rule.