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SEC Division Designates Canadian Exchange as "Offshore Securities Market"

The SEC Division of Corporation Finance authorized Canadian securities exchange Aequitas NEO Exchange Inc. as a "designated offshore securities market" within the meaning of Regulation S under Securities Act Rule 902(b).

Primary Sources

  1. SEC Division of Corporation Finance No-Action Letter to Aequitas NEO Exchange, Inc.

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Tags

Regulated Activities
Distribution Procedures
Sub-Activity
SA Reg S
Regulated Entities
Foreign Entities Markets
Sub-Entity
Exchanges / Contract Markets
Body of Law
Securities Law
Jurisdiction
US - Federal
Impacted Foreign Jurisdiction
Canada
Organization
SEC