FINRA extended the comment period from May 5, 2017 until June 19, 2017 for comments on certain member and public engagement programs.
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The CFTC requested comment on the continued collection of real-time swap transaction and pricing data for all swap transactions.
The SEC Division of Investment Management granted a registered closed-end investment company an exemption from registration fees on shares sold or offered to repurchase.
New SRO rule changes and proposals were announced by the SEC for the week of April 17 to April 21, 2017.
In a speech before the Global Finance Forum, Federal Reserve System Governor Jerome Powell reviewed the regulatory response to the global financial crisis and recommended regulatory adjustments going forward.