FINRA Extends Comment Period on Comprehensive Review of Member and Public Engagement Programs
FINRA extended the comment period from May 5, 2017 until June 19, 2017 for feedback on certain member and public engagement programs.
On March 21, 2017, FINRA issued a Special Notice to solicit comments on certain member and public engagement programs as part of an initiative to enhance the self-regulatory organization's effectiveness. As previously reported, FINRA is seeking input with respect to the following programs: (i) engagement through the Advisory, Ad Hoc and District Committees, (ii) engagement in connection with FINRA's rulemaking, (iii) engagement through member relations, education and compliance resources, (iv) engagement through investor education, (v) reporting on FINRA's operations, and (vi) FINRA's other communications, news and reporting information resources.