During a "Senior$afe Training Week," the North American Securities Administrators Association will offer a program to prepare state regulators to teach broker-dealers and investment advisers how to identify signs of the financial abuse of seniors.

The FDIC and the Board of Governors of the Federal Reserve System determined that Wells Fargo "adequately remedie[d]" remaining deficiencies identified in its 2015 resolution plan.

The CFTC added the names of 71 foreign entities to the Registration Deficient ("RED") List. There are now over 110 foreign entities on the RED list.

The CFTC Division of Swap Dealer and Intermediary Oversight issued an exemption allowing commodity trading advisors to use third-party record keepers.

Two former executives at Hungarian-based telecommunications company Magyar Telekom agreed to pay financial penalties in order to settle an SEC case alleging violations of the Foreign Corrupt Practices Act.