The CFTC Division of Market Oversight issued guidance on the calculation of projected operating costs by designated contract markets and swap execution facilities.

New SRO rule changes and proposals were announced by the SEC for the week of April 24 to April 28, 2017.

FINRA filed a proposed rule change to allow for consideration of a methodology that would mitigate confidentiality concerns that have been raised in connection with the publication of certain Regulation National Market System Plan data.

The CFTC adopted a revised Form 8-R. Individuals must use the revised form to register as an associated person of a CFTC registrant, floor broker, or floor trader, or to be listed as a principal of a registrant.

Federal Reserve Bank of New York President William C. Dudley offered several principles to consider when evaluating the post-financial crisis regulatory regime and raised questions about the effectiveness of the Volcker Rule.